Legal Compliance Advisory

India’s business environment involves navigating multiple regulatory frameworks, compliance requirements, and legal obligations that vary by industry, business structure, and operational scale. Our legal compliance advisory services ensure your business maintains good standing with all relevant authorities while minimizing regulatory risks.

Comprehensive Compliance Framework

Corporate Law Compliance:

Companies Act 2013 adherence
Board meeting requirements and documentation
Annual filing obligations (AOC-4, MGT-7, ADT-1)
Corporate governance standards
Director duties and responsibilities
Related party transaction approvals

Labor Law Compliance:

Employees’ Provident Fund (EPF) regulations
Employees’ State Insurance (ESI) requirements
Labor license requirements
Shops and Establishment Act compliance
Industrial Disputes Act adherence
Minimum wages and overtime regulations

Environmental and Safety Compliance:

Environment clearances and permissions
Pollution Control Board approvals
Factory Act compliance
Occupational health and safety standards
Waste management regulations
Fire safety clearances

Sector-Specific Regulations:

Information Technology Act compliance for IT companies
RBI regulations for financial services
SEBI compliance for capital market participants
Pharmaceutical regulations for healthcare companies
Import-export regulations for trading businesses
Manufacturing licenses and certifications

Risk Assessment and Management

Compliance Audit Services: Regular assessment of your compliance status across all applicable regulations, identifying potential gaps and recommending corrective actions before they become regulatory issues.

Legal Risk Mitigation:

Identification of regulatory exposure points
Development of compliance calendars and tracking systems
Implementation of internal control systems
Regular training for management and staff
Documentation and record-keeping systems

Industry-Specific Advisory

Technology Companies:

Data protection and privacy compliance
Intellectual property protection
Software licensing agreements
Cross-border data transfer regulations
IT Act and cyber security requirements

Manufacturing Businesses:

Industrial licensing requirements
Quality certifications (ISO, BIS)
Environmental impact assessments
Labor law compliance for factories
Import-export documentation

Financial Services:

RBI regulatory compliance
Anti-money laundering (AML) requirements
Know Your Customer (KYC) norms
Capital adequacy requirements
Reporting and disclosure obligations

Regulatory Change Management

Updates and Notifications: Continuous monitoring of regulatory changes, government notifications, and policy updates that may impact your business operations.

Implementation Support:

Assessment of new regulatory requirements
Gap analysis and implementation planning
System and process modifications
Staff training and awareness programs
Compliance testing and validation

Legal Documentation Support

Contract Management:

Vendor and supplier agreements
Customer contracts and terms of service
Employment contracts and policies
Non-disclosure and confidentiality agreements
Joint venture and partnership agreements

Policy Development:

Internal compliance policies
Code of conduct and ethics
Whistleblower policies
Risk management frameworks
Corporate governance policies